TOWARDS
A UNIFIED APPROACH TO
SHARI’AH AND SOCIAL INFERENCE
Forging and new methodology capable of analyzing
complicated social phenomena on the one hand, and facilitating the derivation
of rules and concept from Devine
Revelation on the other, is one of the paramount concerns of contemporary
Islamic, scholarship , and the sole concern of this chapter. in dealing with
this concern the chapter pursues two themes. First, an attempt is made to
underscore the need reestablishing revelation as a primary as source of social
theorizing. Second, a model of a unified methodological approach for analyzing
both revealed texts and social phenomena is outlined.
The first difficulty confronting any attempt to
develop an alternative methodological approach rooted in Islamic ontology lies
in the exclusion of divine revelation from the realm of science. It is true
that is exclusion of the internal conflict between the western religious and
scientific communities. it also true the revelation and science were never
perceived to be mutually exclusive in the Islamic scientific tradition. Yet a
Muslim scholar can hardly ignore the fact that the divine revelation is out of
place in modern scientific activities. It is for this reason that we choose ti
begin our discussion by exposing the grounds for recognizing revelation as a
major source of scientific knowledge.
The onslaught on revelation, leading to its
exclusion from scientific endeavor, occurred through two phases. First,
revelation was equated with ungrounded as a rival body of knowledge,
contradistinguished to the body of knowledge deemed to be true by reason. Then
it was asserted. a la Kant, that
scientific activities should be confined to empirical reality, since human
reason cannot ascertain transcendental reality. In what follows, I argue that
scientific activities do presuppose metaphysical knowledge, and indeed
impossible without transcendental presuppositions. Further, I contend that the
truth of revelation is rooted in empirical reality, and that the equality of
evidence supporting revealed truth is of no less caliber than that justifying
empirical truth.
THE
METAPHYSICAL PRESUPPOSITIONS OF EMPIRICAL KNOWLEDGE
To begin with, the efforts to separate religious
(i.e., metaphysical) truth from
scientific is wrong-headed and untenable. For not only is the knowledge of the
physical rooted in the metaphysical
but also the latter is not altogether divorced from the former. To appreciate
the interconnectedness of the two, one has to remember that science and
scientific activities are the result of a specific ontology which related the scientific
endeavor of individual to his environment, and furnishes their motivational
basis. Put differently, scientific activities presuppose a number of assertions
about the nature of existence, the truth of which has to be acknowledged prior
to any engagement in empirical studies. Among these metaphysical assertions,
the following three stand out:
First,
the natural world is governed by laws which endow the behavior of natural
objects with order and regularity hence discoverable by human rationality
Three, knowledge
is an important human value, superior to ignorance,
These three transcendental
principles are presupposed by all scientific activities, and rooted at the
foundation of scientific tradition. Yet they are the type of assertions which
cannot be examined by the methods currently accepted by modern western
scientific tradition. Still, science as a vocation owes its existence to such
transcendental principles.
In a recent work published in 1990, James
Rosenau, a leading scholar of international relation, contended that the
seemingly disordered nature of international relation result from failure to
discover the underlying order lying beneath the apparent disorder of world
politics. Explaining the ground for insisting on the orderly nature of
international disorder, he wrote:
While it may at first seem absurd to search for
order beneath the disorder of world affairs, this contradictions is resolved
when it is recognized that two different concept of order are involved. In one
case, the concept denotes the presumption of causation, the idea that there is
a cause for every effect, that nothing happens at random. The causes may not be
presently knowable because the technology, resources, or time necessary to
observe them is not available, but the premise of an underlying order springs
from theoretical and not empirical possibilities. That is, when causative
rather than random factors are presumed to be operative, nothing is
theoretically beyond comprehension. in this sense, the world is, by an initial
unprovable (but also irrefutable) assumption, an orderly place even though it
may also be baffling and mysterious because the tools of observation are
inadequate to the task of explanation.
What Rosenau fails to state is that
it is not simply a belief in causality that justifies the postulation of an
order beneath the observed disorder, for causality could only establish linkage
between an antecedent and a consequent. Rather, the postulated order is rooted
in a suppressed belief in a transcendental
order, and in the rationality of the world.
In addition to constituting the basis of
metaphysical assumption of science, a belief in a transcendental order is the
foundation of scientific impetus. It is true that scientific activities can be
motivated by utilitarian considerations. However, such a motivational basis was
hardly possible in the early stage of the scientific tradition, when the
rewards for scientific endeavor were not immediately forthcoming.
It is worth noting that the
emergence of a utilitarian grounding of ethical behavior in the western
tradition coincided with the increased emphasis on positivistic approaches and
the decline of interest in the transcendental. Through all these formidable
changes, however, the transcendental principles which gave rise to science continued
to form the metaphysical foundation for all scientific activities, a foundation
which was widely presumed but rarely acknowledged.
But the dependence on empirical and
transcendental knowledge it is not-sided, where by the empirical is always
dependent on the transcendental. Rather, the state of dependency is a
reciprocal one in which the truth of the transcendental principles is empirically
substantiated trough their manifestations. That is to say, although the
transcendental principles of a postulated universal order are rooted in
religious beliefs. The truth of these
principles is manifested in the empirically observable behavior of
objects.
THE
RATIONALITY OF REVELATION
We saw earlier the undermining of revelation as a
source of knowledge in the western tradition began by contrasting scientific
with revealed knowledge. That is, knowledge was excluded from the realm of science by equating it with mystical
faith while science was grounded on “rationality” it was therefore only a
matter of time before knowledge founded on revelation was regaleted to the
realm of irrationality. The question which has to be posed here may be stated as
follows: is the distinction between reason and revelation possible.
To
answer this question we need, first, to examine the internal structure of both
reason and divine revelation. The term revelation refers to a body written
statetments in the form of a discourse which makes far-reaching claims about
the origin, nature, and destiny of man the universe, and prescribes a set of
rules for guiding individual and collective action. Under the heading of divine revelation one can find several
discourses, which, though sharing certain common features, have some important
differences. The term reason on the
other hand, has two distinct differences. Reason is sometimes used to denote a
number of self-evident which govern the process of thinking of mentally
competent people, regardless of their cultural and educational background. The
most basic principles of reason which has been widely acknowledged is the
principle of noncrontradiction. According to this principle the simultaneous
assertion and denial of the same preposition is impossible. Reason, According
to the foregoing conception, is an instrument or canon used for examining the
coherence of a body of statements. This examination allows us to conclude that
the examined statements are either coherent, and hence in conformity with the
principles of reason, or contradictory, and thus in violation of reason. As
such, revelation can be deemed irrational only when it contains contradictory
statements.
Yet the
term reason is frequently used to denote the capacity of rational beings to
acknowledge the truth of certain assertions and deny the truth of others. At
the first glance, reason appears, according to this second conceptio, as human
faculty, an organon possessed by all human beings. On closer examination, one
can see that what is called raeson in the second usage of the term is a body
of knowledge which has been examined and
systematized by the principles of logic. Further, our examinationof the second
conception, i.e., the systematic body of knowledge, reveals that what is called
reason, and reasonable consists of (1) transcedental assertions whose truth is
based on sensory experience. In other words, reason in the second conception
possesses a structure which resembles very closely the structure of revelation.
Clearly, only by being a body of knowledge can reason pose itself as a rival to
revelation.
The above conceptualization of reason leads to three
important conclusions.
First, whether it is perceived as a mental instrument (canon)
or a mental faculty (organon), reason manifest itself through a number of
universal principles (e.g., identity, noncontradiction, excluded middle,
causality) and procedures (abstraction, analysis, synthesis) employed by the
human being for ascertaining the truth of assertions. As such, reason has to be associated with the
methods and mechanisms used in science,
and hence cannot be seen as a source of knowledge.
Secondly, the denial of the scientific validity of revelation can
be attributed to the nature of the revealed assertios, nor to the structure of
revelation itself. For both reason and revelation consist of transcedental and
empirical assertions. It is safe to say, therefore, that the complete exclusion
of revelation from the realm of science, is not the result of any inherent
contradictions between the universal elements of revelation and reason.
Further, it has to be attributed partly to the internal contradictions between reason and western religion, and partly
to the internal conflict between
the western scientific movement and the christian church.
Thirdly, although scientific tradition and the west has
postulated all along the irrelevance of revelation and religion to scientific
endeavor, it has nonetheless, approached
a number of metaphysical assertions in the worldview furnished by divine
revelation, albeit without acknowledging its indebtedness to the divine.
REVEALED AND
EMPIRICAL REALITY:
THE QUALITY OF
EVIDENCE
In light of the foregoing discussion we may define
science in terms of those activities aimed at ascertaining the truth of the
various assertions made about the nature of reality. The modern, western
exclusion of revelation from the realm of science is not based on the denial of
the fact that divine revelation makes assertions about the nature of reality,
for it obviously does. The exclusion is rather based on the claim that only
empirical reality can be ascertained. Since non empirical (metaphysical)
reality is not susceptible to verification through experiments, it cannot be
included in the realm of science.
The
above argument is both simplistic and misleading, because it ignores and
obscures the natures of both revealed and empirical evidence. The argument
overlooks two essential facts.
First, our knowledge of empirical reality is not based on
knowledge received immediately and empirically from the environment, but on
theories which describe the underlying structures of reality. The structures
are never immediately encountered by the
senses. Instead, these structures of empirical existence are inferred through
the use of categories abstracted from the sensible, and mediated by purely
‘rational’ categories and statements. Using lockean terminology we could say
that the theories we use to describe empirical reality consist of complex
propositions. Therefore, our understanding of the relationship between the
earth and the sun is mediated by mental constructs, and hence is completely at
variance with the immediate impression received from the senses.
Second, the foregoing argument fails to see that revelation (at
list in its final and islamic form) seeks its justification in empirical
reality. From the point of view of divine revelation, empirical reality is the
manifestation of a transcendental. Indeed the Qur’an abounds in verses (or
signs) with emphasize the interconnectedness of the empirical and the
transcendental.
Most importantly, revelation
underscores the important fact that the empirical is meaningless when it
severed from the whole, which as Western science is willing to admit,
transcends the boundaries of empirical reality.
As such, revelation has to be
approached not as an immediately accessible set of statement, but as given
‘phenomena’ consisting of signs whose understanding requires constant and
recurring interpretation and systematization indeed, the Qur’an makes it
abundantly clear that it consists if signs (ayat) whose understanding is
contingent on the process thinking, contemplating, and reasoning:
Verily, in these things are signs
for those who consider (13:3)
We detail our signs for people who
know (6:97)
The foregoing observation
underscores the fact that understand the
truth of revelation one has to approach it in the same manner one approaches
social phenomena or even natural phenomena. For one reason, the truth of all
these phenomena is contingent on the ability of the theories which scholars and
acientisis construct on the basic of the date generated by these phenomena to
produce consistent and satisfactory explanations of experienced reality.
Regarding revelation as a
phenomenon, and hence as a source of knowledge, can be justified by citing
another reason. The quality of evidence used to ascertain (i.e, to demonstrate
objectively) the reality described by empirical theories is of no higher caliber
than that employed to ascertain the reality described by revelation. In both
cases the existence of the considered phenomenon is ascertained by being concomitantly
borne in the consciousness of numsrous individuals who have had chance to
experience firsthand the basic elements of the phenomenon. That is to say, as
the social or physical phenomena can be ascertained by persons who have
experienced the various elements comprising them, so can divine revelation be
ascertained by persons who have experienced the truth of the various signs
comprising it. In both cases the truth of the immediately acquired is
intuitively ascertained, the only difference being that empirical reality
experienced through the senses is apprehended through empirical intuition while
transcendental reality experienced through revelation is apprehended through
pure intuition.
It is true that Western science,
beginning with Kant, has confined intuition – the unity of the apprehended
elements of a phenomenon – to empirical intuition, denying that transcendental
elements can be apprehended. But Kant, as we saw earlier, was able to achieve
this reduction by becoming confused about the process of pure intuition. For
while Kant correctly conceived pure intuition as all representations...in which
there is nothing that belongs to sensation, he insisted nonetheless that the
use of pure intuition should be limited to empirical reality. But if pure
intuition is obtained as a result of successive abstraction from the multiple
representations required by empirical intuition, leading to a singular representation
in which all concepts are united, Kant’s refusal to recognize the
transcendental reality apprehended by pure intuition is both arbitrary and
dogmatic.
REVELATOIN
AND SOCIAL SCIENCES
We have concluded in the previous
section that revelation cannot be excluded from science, since it lies at this
foundation. This is particularly true with regard to the area of scientific
research known as social or human sciences. It is quite clear that here the
influence of transcendental principles emanating from divine revelation is not
confined to providing the basic conceptual and motivational foundation of the
social sciences, but extends to the formation of the central theoretical
elements of these sciences. Take, for instance, the important idea of human
equality. The principle of equality lies at the center of modem political
theory. Obviously, human equality is a transcendental principle which can be
traced to divine revelation. Greek and Roman traditions people were never
equal. They were divided into the sons of the gods on the one hand, and
barbarians on the other. The same attitude exited among nomadic Arabs who
claimed racial superiority over other races. It was the Islamic tradition, and
to a lesser extend the Christian tradition, which emphasized equality of
mankind. Yet the principle of equality is a transcendental, and does not lend
it self to empirical verification. In fact, historical records of humanity show
that for the most part human beings have been unequal.
The fact that Western secularism
continued to embrace principles and concepts generated within traditions rooted
in divine revelation shows that the process of secularization in the West aimed
at, in the first instance, at undermining ecclesiastical authority, and not at
the complete repudiation of religious beliefs and values. Many religious ideas
and values, such as freedom, equality, or the rationality of the universal
order, became secular values and beliefs.
But while modern Western sciences
could emerge only by repudiating the Christian tradition and undermining Church
authority, the classical Islamic sciences were inspired by revealed beliefs and
values. Following are a few examples of Qur’anic statements which illustrate
the importance Islamic assigns to truth seeking and scientific research:
And pursue not that of which you have no knowledge;
for every act of hearing of seeing, or of (conceiving in) the mind will be
inquired into.(17:36)
Many were the ways of life that have passed away
before you: travel through the earth and see what the end of those who rejected
the truth. (3:137)
Say: travel through the earth and see how Allah did
originate creation. (29:20)
Say: are they equal, those who know and those who do
not know ?
Allah will raise up many degrees in stature those of
you who believe and who have been granted knowledge (58:11)
Therefore, the Islamic scientific tradition has
never experienced any crisis similar to what occurred in the Western tradition.
This clearly shows that the science revelation conflict is neither imperative
nor universal, but specific to Western experience and Western religion. Any
attempt to reproduce this conflict in Muslim culture is hence artificial, and
inspired by an irrational desire to walk in the footsteps of another culture.
SOURCE
OF KNOWLEDGE
Divine revelation has always been
for classical Muslim scholarship a source of knowledge, but it was never
considered the sole source. Early Muslim scholars recognized the general nature
of the Revealed Discourse, the Qur’an. They realized that in order to derive
rules and concepts from the Divine Text, they needed to acquire detailed
knowledge about the structure of both language and reality – hence the terms qarinah
lafziyah (verbal evidence) and qarinah lafziyah (existential evidence),
which were frequently employed by Muslim scholar when using linguistic and
practical knowledge to explain the text.
But while early Muslim scholars developed
elaborate schemes for analyzing the Divine Text, their analysis of social and
historical structures was never based on an articulated and well-developed
methodology. Consequently, their knowledge of society and history was based on
common sense. It was not until the time of Ibn Khaldun that the Muslim scientific
tradition witnessed a serious attempt to develop theories for explaining social
interaction by identifying historical patterns. Although Ibn Khaldun was able
to introduce highly matured theories of society and history, he never discussed
the methodological foundation of his theorizing. Nor did the Muslim scholars
who followed him make any attempt to elaborate the methodological approach he
employed.
The imbalanced growth of textual
methods at the expense of practical and historical methods led to conceptual
distortions, especially in those fields of inquiry where knowledge of the
structures of society and social/political organizations was essential. Nowhere
is this imbalance more apparent than in treatises intended to outline the
structure of the Islamic political order. Al-Mawardi, for example, insisted
that the designation (‘ahd) of the
incoming head of the Islamic state by the outgoing head is legitimate. He
predicated the legitimacy of the designation procedure on the precedent set by
the designation of ‘Umar ibn al-Khattab by Abu Bakr, a designation, he argued,
supported the consensus (ijma’) of
the Muslim community.
Yet neither did al-Mawardi, nor any
of the classical scholars who accepted the legitimacy of the designation
procedure, undertake a systematic and probing analysis of the actions of the Sahabah (the Prophet’s companions) so
as to isolate the rules which guided them, and then to ascertain their
compatibility with the political principles of Shari’ah. Because of the absence
of mature methods which could facilitate a profound analysis of the purposes
and rules determining the actions of early Muslims, or the social and political
structures governing their interactions, classical scholars unwittingly
elevated to the status of universality the actions of a historically determined
community, and idealized the behavior of fallible human beings.
While classical Muslim scholars
considered the records of history a source of knowledge alongside revelation,
they could not make full use of this source for two reasons. First, with the
expection of Ibn Khaldun, classical Muslim scholars were primarily interested
in identifying social and political models to be re-created and in specifying
exemplary behaviors to be emulated. They were not interested in discovering
patterns of behavior, or isolating general tandeneias which could be used to
explain political interactions and social relations. Second, as a result of the
first reason, classical Muslim scholars had never developed a methodology for
analyzing social phenomena. The example set by Ibn Khuldun came two late in the
evolution of Muslim scholarship and despite its impressive maturity, had no
following in Muslim tradition. Its resounding impact took place in the western
tradition. But in the West, the scientific and methodological imbalance took an
opposite form. The distortion in the West was slanted toward the social and
practical at the expense of the revealed.
In light of the foregoing
discussion, the task of developing a balanced scientific methodology should
have a twofold aim. First, the new methodology should include procedures for
deriving rules (law like statements) from both revelation and history. Second,
the desired methodology must allow the integration of rules derived from the
two sources. I will attempt in the remainder of this paper to sketch the
general framework of a unified methodology for textual and contextual analysis.
THE REVEALED SOURCE
THE RULES TEXTUAL
INFERENCE.
Divine revelation is given to us in the form of the
Qur’anic discourse, The Qur’an is elaborated and expounded by prophetic
statements and deeds, compiledin the form of Hadith. The Qur’an itself consist
of statements revealed in a plecemeal fashion throughout a period stretching over twenty three years. Qur’anic
statements provided early Muslims with a universal world view and directed
their actions through their struggle to establish a community, an ummah, based on the principles of islam.
The Qur’anic discourse is truly unique in its style and approach,
for it is not organized in a thematic fashion whereby an issue or an event is
exposed at once in its entirety before the next issue is discussed. Rather, one
finds facets and aspects of a question or an event revealed in different surahs and ayahs of the revealed book. This means that in order for the reader
to understand the Qur’anic view or position regarding a specific question, he
has to treat the Qur’anic discourse as a comprehensive whole; any attempt to
determine the Qur’anic position regarding a human act by comptemplating
isolated Qur’anic statements is bound to lead to inconsistencies, or outright
misconception. Take, for example, the following Qur’anic statement from Surat al-Nisa’ : O ye who believe !
Approach not prayers with a mind intoxicated, until you can understand what you
say. (4:43).
Based on the above statement, the Qur’anic position
concerning the consumption of intoxicating substances denotes a prohibition of
their use shortly before the performance of prayer. Yet the rule derived from
the above ayah is only partially
correct. The completely correct Qur’anic position concerning the consumption of
intoxicating substance can be found in another ayah in Surat al-Maidah, which
represents a more pronounced stage in the progressive war against intoxicants:
O you who believe intoxicants, gambling, (dedication
of) stones, and (divination by) arrows, are an abomination of Satan’s
handiwork: eschew such (abominations) that you may prosper. (5:90)
Therefore, to derive rules and concepts from Divine
revelation, we need to employ a method sufficiently developed to allow the
derivation and systematization of these rules and concepts. The method proposed
here is comprised four procedural steps (see diagram 1):
Step one
aims at identifying all statements, both Qur’anic and prophetic, relevant to
the question at hand. For example, to determine the Qur’anic position regarding
the relationship between the ruler and the ruled, one has to compile Qur’anic
statements relating to the terms imam (leader),
wali al-amr (ruler), ta’ah (obedience), and nasr (support). A comprehensive survey
of the Qur’anic statements shows that the four terms cited above appear in the
following ayahs:
1. Imam:
15:79, 36:12, 2:124, 11:17, 25:74, 46:12, 17:71, 9:12, 21:73, 28:41, 32:24.
2. Wali al-amr:
4:59, 24:51, 33:67, 25:52.
3. Ta’ah:
43:54, 24:51, 33:67, 25:52.
4. Nasr:
9:40, 7:157.
It should be stressed, however, that identifying the
relevant ayahs is not a mechanical
procedure, but involves a good deal of analysis and familiarity with semantic
usages.
Step two
involves an attempt to understand the meaning of relevant Qur’anic statements,
individually and in relation to one another.
Interpretation of revealed statements requires, first, that the rules of the
Arabic language in which the Qur’an was revealed to be observed. Any
interpretation which violates these rules is bound to lead distortions. Many of
the distorted interpretations of the Qur’an which we are aware of have resulted
from the liberal use, especially by Shi’a and Sufi scolars, of metaphoric
analysis of the text, even when the rules of metaphor do not permit such
interpretations. For example, the Shi’a scholar ‘Ali ibn al-Husain ibn Babuyah
al-Qummi interpreted the ayah: ‘Say: see if your stream be some morning lost
(in the underground earth), who then can supply you with clear-flowing water?’
(67:30) in the following terms: ‘This ayah was revealed in relation to the
established imam, saying if your imam disappears one morning who will bring a
known imam?’
Clearly the metaphoric interpretation of Ibn Babuyah
al-Qummi violates the first rule of metaphoric interpretation which stipulates
that only when the literal meaning of the text is deficient, a metaphoric
interpretation called for. However, the literal meaning of the above mentioned
ayah is far from being deficient or incoherent. The literal meaning is quite
clear, for it reminds people of Allah’s favors on them, and exhort them to heed
the warning of Allah, lest He deprives them of the goods they take for granted.
The meaning of Qur’anic statements cannot be
apprehended simply by analyzing the lexical usage of their individual terms.
Rather, the meaning of each statement must be determined within three
interrelated contexts: textual context (siyaq nassi), discursive context (siyaq khitabi), and existential
context (siyaq hali). That is to say, the Qur’anic verse must be understood
first, in the context of the chapter of which it is a part, then in the context
of the entire Qur’anic discourse, and finally in the context of the
socio-historical events which accompanied its revelation.
The third context, the existential, is what is
generally known in tafsir (Qur’anic
exegesis) by the phrase asbab al-nuzul (reasons
of revelation).
Indeed examining the existential context of a
statement is very crucial for its correct interpretation. This is quite
apparent in understanding the meaning of fasiq in the following ayah:
O you who believe! If a fasiq (unprincipled)
person comes to you with any news, ascertain the truth, lest you harm people
unwittingly, and afterwards become full or regret for what you have done.
The term fasiq is used in the Qur’an to
denote a person who, despite his awareness of
the principles of rightness, succumbs
to his whims and vain desires. Therefore, an interpretation based solely on the
lexical meaning of the term points to the need for ascertaining the truth of
the received news only when the person who bought them is a know fasiq.
Yet upon examining the events which accompanied its revelation, a new picture
emerges. Ibn Kathir narrates (on the authority of Mujahid and Qatadah) that the
Messenger of Allah sent.
Al –walid ibn ‘uqbah to Bani al-musta’liq to collect
zakah (when they learnt of his arrival) they came out (to receive him at
the outskirts en they learnt of his arrival) they came out (to receive him at
the outskirts of their town) to give him the zakah. (upon seeking their
masses marching to upon seeking their masses marching towards him) he turned
back to Medina and told the prophet that Banu al-musta’liq are marching to
attack you, and that they have abandoned their commitment to Islam. The prophet
then sent Khalid ibn al-walid to investigate the matter, and ordered him to
carefully inquire ( into the truth of matter) and to avoid hasty decisions.
(Khalid) arrived near their town at night, and (immediately) dispatched scouts.
They came back with the news that (Banu al-musta’liq) were still committed to
Islam, and that they have heard their adhan and prayers. At morning
Khalid visited them and was pleased with what he saw. He (later) went back to
the prophet, and informed him about his findings. Thus Allah revealed the ayah.
The above narration gives us a markedly different
understanding of the ayah, for it shows that ascertaining the truth of
the received news is required not only when the person who brings it is a known
fasiq, but even when his fasiq tendency is still not evident. For
clearly had al-walid been known fasiq, he would have not been trusted
with the important task collecting the zakah on behalf of the Prophet himself.
Evidently, the collection of the zakah was trying mission for al-walid, because
it revealed his lack of courage, as well as his willingness to exaggerate and
to use his imagination to cover his fear, the cause of his failure to complete
the mission.
Step three
is concerned with the ta’lil (explanation) of the text, i.e.,
identifying the efficient cause (‘illah) for which the command or
directive embodied in the text was made. Or, alternatively, the objective in
this step is to identify the common property or attribute, possessed by
different objects, which justify the use
of a ruling is a first step in the endeavor to discover the universal
principles which regulate and govern the various pronouncements of Shari’ah.
For example, scholars have contemplated the ‘illah of the following Shari’ah
rulings (1) prohibition of selling juzaf (unmeasured) for makil
(measured) commodities;(2) prohibition of selling ghaib (absent)
commodities.
They discovered that the ‘illah of the
prohibition in both cases was the protection of the buyer against deception (gharar).
By understanding the general principles embodied in the two rulings, we are
able not only to extend the application of the principles to other transaction
which have not been ruled upon by Revelation, but we can even allow the selling
of the unmeasured or the absent if the buyer can be protected from becoming a victim
of gharar (deception). For instance, if the buyer can be guaranteed the
quality of the product beforehand, or if he can be permitted to return the
product if it does not meet his conditions after he receives it, then the
selling of the absent can be permitted. Indeed, Muslim jurist have permitted
what they refereed to as ‘aqd al-istisna’ (the contract of
manufacturing) on this basis.
Because the process of ta’lil frees us from
social and historical contingencies, it is more crucial for analyzing textual
statements which relate to social and political action. The ayahs dealing
with the rules of peace and war is a case in point. Here we find texts
instructing Muslims to fight the enemies of Islam, while others encourage
Muslims to establish peace when the enemy is inclined to stop fighting.
Developing a clear understanding as to when the peacemaking is desirable and
when war is advisable requires an elaborate process of ta’lil.
Step four
aims at bringing unity and order into the various rules and principles derived
from the Revealed Text. This means that various rules need to be built into a
comprehensive and internally consistent system. This can be achieved though a
process of successive abstraction whereby rules derived from the text are
subsumed under another set of rules standing on a higher level of high
abstraction. This process should be repeated until a set of universal
principles which cannot be further reduced is obtained. It is at this level of
high abstraction that ordering of the system of rules or law like statements
can be attained. Identifying the interrelationship among the various concepts
becomes possible at a high level of abstraction, since one is left with a
manageable number of concepts to deal with, something which is definitely
impossible at the level of immediate apprehension of reality. Indeed, only at
the level of high abstraction do we begin to get a grasp on the underlying
structure of reality.
The process of successive abstraction, which also
signifies a successive induction whereby the particular is subsumed under the
universal, is followed by a process of successive deduction in which the
internal consistency of the universal and the particular is ascertained.
The model outlined above is based on the principe’s
(qawai’d) approach, an approach matured in the work of the Muslim jurist
al-‘Izz ibn ‘Abd al-Salam al-Sulami, and was later developed into a
full-fledged methodology in the theory of maqasid by Ibrahim ibn Ishaq
al-Shatibi.
THE
HISTORICAL SOURCE RULES OF HISTORICAL INFERENCE
The system of rules and concept derived from the
revealed source of knowledge is insufficient for grounding action, for two
reasons. First, because the system consists of general and universal rules, its
application to particular cases requires further deliberation and
specification. This can be done by incorporating information about the nature
of individual and collective action and interaction. Second, the application of
universal rules requires knowledge about existing conditions. Only when the theoretical
conditions of an action correspond with its actual conditions does the
application of the rule become possible. For example, to determine whether a
specific human being, Zayd, should pay zakah, one should first identify
the theoretical conditions of zakah payment, such as possession of nisab
and being Muslim. Then it must be determined before the application of the zakah
rule whether Zayd does indeed possess the nisab, and whether he is
Muslim. Similarly, to determine whether a peace treaty should be signed between
an Islamic state and a neighboring non-Muslim state, it is not sufficient to
know the theoretical conditions: the
actual conditions should be examined in order to determine whether they
correspond with the theoretical.
It may be concluded, therefore, that a thorough
study and analysis of human actions and interactions must be undertaken before
a revealed rule can be implemented, and that an appropriate methodology for the
study of action must be identified. Yet methodologies developed by Western
scholarship cannot be used by Muslim scholars for studying human phenomena for
at least two reasons. First, the metaphysical foundation of Western
methodologies, which is never explicitly discussed but always implicitly
presupposed, does not accord with the ontology of revelation. Second, many of
western approaches are designed to deduce conclusions from models developed by
contemplating Western experience. That is to say, while Western models or
systems are inductively built by abstracting from Western experiences, it is
assumed that these systems are universally valid. Considering the ontological
and ethical differences between the Islamic and western scientific traditions,
the need for models and systems which incorporate Muslim experiences and
Islamic concerns is a obvious.
To do this, this uniformity of human purposes,
motives and goals should be rejected, and social phenomena must be explained by
analyzing their basic building blocks, .i.e., human actions. Put differently,
discovering the rules governing the underlying structures of social phenomena,
namely Human action. The analysis of action may be done through four steps (see
diagram 2):
Step one aims at analyzing the
actions of the individuals involved in the social phenomenon under consideration
. by analyzing the action we mean disclosing its three determinants: purpose,
motive, and rule. The purpose is the overall object which the actor sets out
realize. The motive of the action is, on the other hand, the psychological
impetus of the actor; motivation to act stems either from a commitment to moral
principle, or from self-interest. Finally, the rule is the technical procedure
which the actor must follow in order to attain the purpose of the action.
To illustrate the above procedure
let us take the example of party elections. One of the primary Actors in a
party elections is the candidate, the three components of action have to be
identified. In this example, the purpose of the action is the end towards which
the energy of the actor is the directed, namely winning the election. The
motive of the action could be either a commitment to a moral principle
expressed in he form of a policy which the candidate embraces, or material or
psychological benefits to be attained by the candidate and his supporters, or
the combination of both. Finally, the
technical rule, relating to the mean available to the actor, and whose
employment is necessary for attaining the purpose is reflected in the skills
and techniques which the candidate can employ in his struggle to achieve the
goal. Thus, winning the election unites the political candidate and his
supporters into a purposive among the member of the group is the result either their
shared value commitments or their shared interest. That is, the group’s support
to the candidate may result either from the latter’s declared intention to
actualize value commitments shared by the group through public policy, or from
the candidates declaration that he will, Say, reduce the tax rate, a measure
which would benefit his supporters.
Step two deals with the classification
of the various modes or types of action on the basis of the
similarities or difference of the components. Action which have similar purposes
form a homogenous group, while actions with different purposes divide the
population into heterogeneous groups. Differences in the technical rules divide
each of the
identified purposive groups into functional subgroups.
It should be observed That this step
is not completely separate from the first one. Occasionally the division of the
population into groups and subgroups precedes the in-depth analysis of
individual actions. Since it is impossible to analyze the action of each and
very individual, we often select individuals whose actions are considered
representative of their groups. Yet the early grouping is usually done
intuitively, and hence has to be modified and refined on the basis of the
analysis of the actions of the selected representative of the various groups.
Step three involves the efforts to
identify the universal rules which govern the interaction between the various
groups identified in step two. To isolate the universal rules or laws of
interaction, the patterns cooperation and conflict, domination and submission,
growth and decline should be comparatively studied across time and geographical
space. Clearly, research in this area could be quite complex and hence requires
further elaboration.
Finally, in step four, the universal
rules arrived at in the previous step need to be systematized in a fashion not
different from the one employed in textual deprivation. The systematization
here must aim at eliminating internal inconsistencies within the system of
rules acquired through historical derivation, as well as those derived from
revelation.
A
UNIFIED METHODOLOGICAL APPROACH
A glance at the rules of the rules
of textual and historical inference reveals a general pattern of scientific
inference shared by both approaches. The general pattern may be summarized in
the following five procedures :
1. Analysis of the
text/phenomenon into its basic components, statement /actions
2. Grouping of similar
statements/actions under one category.
3. Identification of the
rules which unify the various categories.
4.
Identification of the general rules and purposes which govern
interaction/interrelation of various categories
5.
Systematization of the body of rules obtained through the previous procedures
(i.e., eliminating contradiction).
The unity of the patterns of textual
and actual (historical) interference is not confined to the similarity of the
proposed procedures for textual and historical analysis, but is extended to the
structures of both action and discourse. Both collective action and discourse
consist of system of rules and purposes which bring unity and coherence to
each, and allows comparison and contrast between the two. By comparing the rules and purposes of the
system action (social phenomenon) and the system of text (discourse), one can
examine the extent to which the two are or are not compatible. The significance
of this is twofold:
1.
The system of rules derived from revelation can be used as an evaluative
framework, without confusing the ideal with the actual.
2.
When actual practices depart from confessed rules and purposed (divine or
otherwise) the actual rules and purposes embodied in practices can be
reconstructed and contrasted with the ideal.
THEORETICAL
FRAMEWORK AND THEORY BUILDING
The
set of universal statements derived from revealed and historical records
constitutes a theoretical framework, which serves as the basis of any
theorizing about social phenomena. The system of history-based and
revelation-based rules is neither absolute nor closed. Rather, it is subject to
a process of constant refinement and perfection. The perfection of the
theoretical framework results from the efforts aimed at utilizing the body of
universal rules available for the purpose of explaining social phenomena, or
guiding collective action. These efforts lead to theory building whereby
specific rules and concepts are employed for explaining specific phenomenon
(see diagram 4).
The
process of theory building provides us with opportunities to verify, clarify,
and enlarge the theoretical framework. The process of theory building takes
place through two phases:
1.
A set of universal principles is incorporated into a theory designed to explain
or predict, and hence guide, the action of a specific human interaction.
2.
The soundness of the theory is examined by contrasting hypotheses derived from
the theory with observed actions, or events. As long as the theory is able to
provide us with clear explanations or accurate predictions, it should be
considered sound. However, a repeated mismatch between the observed behavior
and the deduced hypotheses indicates the incorrectness or inaccuracy of some
the universal rules, and points to the inadequacy of the theory, and thus calls
for modification in the developed theory and/ or the universal rules and
concepts.
CONCLUDING
REMARKS
An
attempt has been made in this paper to provide a methodological approach which
recognizes revelation as a primary source of knowledge, and aspires to employ
both text and action analysis techniques as necessary tools for theory
building. The technical procedures (i.e., methods) have not been identified in
this chapter, but these can be appropriated from among the textual methods of
classical muslim scholarship and modern western scholarship discussed in
previous chapters, either immediately or after some refinement and
modification.
The
methodological approach delineated above provides us only with a model of
social scientific inquiry. The model is meant to be a first approximation
towards developing an alternative methodology
friendly to Islamic ideals and aspirations. It requires as such further
elaboration, modification and refinement, whereby interrelationship between
rules derived from revelation and those abstracted from experience is
specified. This relationship, however, has to be determined separately within
each of the various social science disciplines.
Besides the important task of combining
the scientific research into the divine revelation,
the proposed methodology enjoys several advantages
over current dominant Western methodological approaches,
including the following.
First,
while the approach allows us to generelalisasi
about the characteristics and analysis of representative members of the group, it allows miodifikasi and further
refinement of our conception of group behavior by looking into the actions that were previously unexamined members. Indeed,
the fact that the procedure provided by the
proposed methodology allows the
grouping individuberdasarkan similarity and a
difference component guard action against
the assumptions of uniformity of unwarranted behavior.
Second,
the proposed approach combines the
action-theory perspective
with systems theory
perspective. As a result, while allowing us to
deal with collective interaction as a system,
he regarded this as an open system, capable of change. The
approach, therefore, avoid
purely theoretical nature of system-on approach.
Third,
the proposed approach, while accommodating changes, trends
away West relativist
approach geared to
recognize differences and poerubahan.
In other words, the approach allows us to avoid
both absolutism and
relitivisme. Former avoided because of the
recognition of and historical records reveal,
the latter being aware that the framework itself is anchored dikebenaran divine
from the source revealed.
Finally,
while the approach does not hide the ethical
and ontological commitments,
it is not like western methodology, does not lend
itself to ethnocentrism. The
latter is a direct result of the
universality of linking the western-based theories while embracing the values and
categories specific to
the western experience.
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